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Tracey L Richard is a financial advisor professional located in Excelsior Springs, MO. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Tracey L Richard - Edward Jones holds an active professional license (FINRA CRD) for your protection.
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Tracey L Richard is a financial advisor with Edward Jones in Excelsior Springs, Missouri. With two years in the financial services industry, Tracey works with clients on investment and financial planning matters. As a FINRA CRD registered professional, Tracey operates under the regulatory framework established by the Financial Industry Regulatory Authority, which oversees broker-dealers and their representatives across the United States.
Tracey's FINRA CRD registration means she is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and investment professionals in the United States. This registration indicates that Tracey has met FINRA's qualification requirements and operates under FINRA's regulatory oversight and compliance rules. The CRD (Central Registration Depository) system maintains her registration details and disciplinary history, which is publicly accessible. This registration is essential for anyone offering investment advice or executing securities transactions on behalf of clients.