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James Richard Ayers is a financial advisor professional located in Fairport, NY. They specialize in financial advisory. With over 39 years of experience, they bring deep expertise to every client.
James Richard Ayers - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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James Richard Ayers operates Northwestern Mutual Investment Services, LLC in Fairport, New York. With 39 years in the financial services industry, Ayers brings extensive experience to investment advisory work. The business holds a FINRA CRD license (number 1533199), which governs securities and investment activities. For clients seeking financial guidance, Ayers's long tenure in the field reflects substantial professional longevity in managing investment-related matters.
A FINRA CRD license indicates registration with the Financial Industry Regulatory Authority, the primary self-regulatory organization overseeing securities professionals in the United States. This license type means the advisor is authorized to conduct investment and securities business and must comply with FINRA rules and regulations. Holding a FINRA CRD demonstrates that the professional has met baseline requirements and undergoes ongoing regulatory oversight to protect client interests in investment transactions and advisory relationships.