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Charles Michael Sullivan is a financial advisor professional located in Fairview Hts, IL. They specialize in financial advisory. With over 42 years of experience, they bring deep expertise to every client.
Charles Michael Sullivan - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Charles Michael Sullivan operates Northwestern Mutual Investment Services, LLC in Fairview Heights, Illinois. With 42 years in the financial services industry, he brings substantial experience to investment planning and related financial matters. His FINRA CRD registration indicates involvement in securities-related work and positions him within the regulatory framework that governs investment professionals. Whether you're exploring investment options or seeking financial guidance, his tenure in the field reflects long-term engagement with client financial needs.
Charles Michael Sullivan holds a FINRA CRD registration, which stands for Financial Industry Regulatory Authority Central Registration Depository. This registration indicates he operates within the securities industry and is subject to FINRA oversight and compliance standards. A FINRA CRD registration signals that an individual has met specific requirements for working in securities and investment-related roles, and it means his activities are monitored by industry regulators to protect investors. This registration is distinct from state licensing and reflects federal-level regulatory registration in the financial services sector.