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Lucille M Faria is a financial advisor professional located in Fall River, MA. They specialize in financial advisory. With over 14 years of experience, they bring deep expertise to every client.
Lucille M Faria - Cetera Advisors Llc holds an active professional license (FINRA CRD) for your protection.
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Lucille M Faria is a financial advisor operating through Cetera Advisors LLC in Fall River, Massachusetts. With 14 years in the financial services industry, Faria brings substantial experience to client relationships. The business is registered with FINRA CRD, the Financial Industry Regulatory Authority's Central Registration Depository, which tracks professionals in securities and investment advisory roles. This registration reflects participation in the regulated securities markets and adherence to industry compliance standards.
A FINRA CRD registration indicates that Lucille M Faria operates under the oversight of the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment advisors in the United States. This registration means the advisor is subject to FINRA rules, examinations, and disciplinary procedures designed to protect investors. The CRD number serves as a public identifier for background verification and regulatory history. Clients can use this number to look up registration status and any disciplinary records through FINRA's BrokerCheck system.