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David Keith Smith is a financial advisor professional located in Farmington Hls, MI. They specialize in financial advisory. With over 16 years of experience, they bring deep expertise to every client.
David Keith Smith - Cetera Investment Services Llc holds an active professional license (FINRA CRD) for your protection.
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David Keith Smith operates as a financial advisor through Cetera Investment Services LLC in Farmington Hills, Michigan. With 16 years of experience in the financial services industry, he holds a FINRA CRD license (number 5748118), which governs his practice and regulatory standing. His background reflects sustained involvement in investment advisory and related financial services.
A FINRA CRD license indicates that David Keith Smith is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and dealers. This registration means he operates under FINRA's rules and compliance oversight, which govern conduct, disclosure practices, and client interactions in securities and investment matters. The CRD number is a unique identifier in the regulatory system that tracks his licensing history and any disciplinary records.