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Roy Howard Sefton is a financial advisor professional located in Flushing, MI. They specialize in financial advisory. With over 23 years of experience, they bring deep expertise to every client.
Roy Howard Sefton - Money Concepts Capital Corp holds an active professional license (FINRA CRD) for your protection.
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Roy Howard Sefton operates Money Concepts Capital Corp, a financial advisory firm based in Flushing, Michigan. With 23 years in the financial services industry, Sefton brings substantial experience to client relationships. The firm is registered with FINRA, the Financial Industry Regulatory Authority, which oversees broker-dealers and investment professionals. This registration reflects compliance with federal securities regulations and ongoing industry standards. Clients working with Sefton can expect guidance rooted in two decades of market experience and regulatory accountability.
Roy Howard Sefton holds a FINRA CRD registration, which means he operates under the oversight of the Financial Industry Regulatory Authority. FINRA is a self-regulatory organization that supervises broker-dealers and registered representatives in the securities industry. This registration requires compliance with strict rules around client interactions, disclosure, and conduct. It signals that Sefton's activities in financial advisory and investment services are monitored by federal regulators and industry standards. The CRD (Central Registration Depository) number allows clients to verify his registration status and review any disciplinary history through FINRA's public database.