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Adam S Fass is a financial advisor professional located in Fort Lauderdale, FL. They specialize in financial advisory. With over 11 years of experience, they bring deep expertise to every client.
Adam S Fass - Merrill Lynch, Pierce, Fenner & Smith Incorporated holds an active professional license (FINRA CRD) for your protection.
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Adam S Fass is a financial advisor based in Fort Lauderdale, Florida, with 11 years of experience in the industry. He operates under Merrill Lynch, Pierce, Fenner & Smith Incorporated, a major investment banking and financial services firm. Fass holds a FINRA CRD license (number 6399685), which governs his work in securities and investment advisory services. His background reflects substantial tenure in financial planning and advisory work.
Adam S Fass holds a FINRA CRD (Central Registration Depository) license, which is the regulatory credential required for investment professionals and financial advisors. This license indicates he is registered with the Financial Industry Regulatory Authority and is authorized to sell securities and provide investment advice. FINRA maintains ongoing oversight of licensed advisors through continuing education requirements and regulatory compliance monitoring. The CRD system tracks his registration status, disciplinary history, and professional qualifications, providing transparency to clients about his credentials and regulatory standing in the financial services industry.