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Andrew Wayne Tate is a financial advisor professional located in Fort Thomas, KY. They specialize in financial advisory.
Andrew Wayne Tate - Raymond James Financial Services, Inc. holds an active professional license (FINRA CRD) for your protection.
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Andrew Wayne Tate operates as a financial advisor with Raymond James Financial Services, Inc. in Fort Thomas, Kentucky. He holds a FINRA CRD license (number 8131986), which authorizes him to provide financial advisory services under regulatory oversight. His practice focuses on helping clients with financial planning and investment guidance through the Raymond James platform.
Andrew Wayne Tate's FINRA CRD (Central Registration Depository) license indicates he is registered with the Financial Industry Regulatory Authority to conduct securities and investment advisory business. This registration means he has passed required examinations and is subject to FINRA's regulatory standards and ongoing compliance requirements. The CRD license allows him to offer investment advice and manage client accounts within the scope of his registration, with his activities monitored by FINRA and the SEC to protect consumers.