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Aaron Andrew Ungerer is a financial advisor professional located in Frontenac, MO. They specialize in financial advisory. With over 20 years of experience, they bring deep expertise to every client.
Aaron Andrew Ungerer - Merrill Lynch, Pierce, Fenner & Smith Incorporated holds an active professional license (FINRA CRD) for your protection.
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Aaron Andrew Ungerer is a financial advisor based in Frontenac, Missouri, operating with Merrill Lynch, Pierce, Fenner & Smith Incorporated. With 20 years in the financial services industry, he brings extensive experience to his practice. His professional registration is maintained under FINRA CRD license #5086742, which governs his activities in securities and investment advisory services. Ungerer works with clients seeking guidance on financial planning and investment management within the regulatory framework established by the Financial Industry Regulatory Authority.
Aaron Andrew Ungerer holds a FINRA CRD (Central Registration Depository) license, which means he is registered with the Financial Industry Regulatory Authority to conduct securities and investment advisory business. This registration indicates he has met FINRA's qualification requirements and operates under their regulatory oversight. The CRD system tracks his professional history, qualifications, and any disciplinary actions, ensuring transparency for clients. This license is essential for anyone offering investment advice or selling securities, signaling that he meets industry standards and is subject to ongoing compliance and ethical requirements.