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Andrew Thompson Smith is a financial advisor professional located in Gadsden, AL. They specialize in financial advisory. With over 7 years of experience, they bring deep expertise to every client.
Andrew Thompson Smith - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Andrew Thompson Smith operates Cetera Wealth Services, LLC in Gadsden, Alabama, offering financial advisory services. With seven years in the financial services industry, Smith brings experience in wealth management and financial planning. The business is registered with FINRA under CRD license number 6327869, providing clients access to a regulated financial professional operating within the framework of broker-dealer oversight and industry standards.
Andrew Thompson Smith holds a FINRA CRD (Central Registration Depository) license, which indicates registration with the Financial Industry Regulatory Authority. This designation means Smith operates as a registered representative or financial professional subject to FINRA's regulatory oversight and compliance requirements. FINRA registration signals that the advisor has met specific qualification standards, undergoes background checks, and must adhere to industry rules governing conduct, disclosures, and client interactions. This regulatory framework is designed to protect investors and ensure professional accountability in financial advisory services.