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Austin Matthew Schlieman is a financial advisor professional located in Gainesville, GA. They specialize in financial advisory. With over 13 years of experience, they bring deep expertise to every client.
Austin Matthew Schlieman - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Austin Matthew Schlieman operates as a financial advisor in Gainesville, Georgia, under LPL Financial LLC. With 13 years in the financial services industry, he holds a FINRA CRD registration, which governs his ability to conduct securities transactions and provide investment advice. His registration number is 5885041. Schlieman works within the regulatory framework established by the Financial Industry Regulatory Authority, ensuring compliance with securities regulations and industry standards.
Austin Matthew Schlieman's FINRA CRD (Central Registration Depository) registration indicates he is registered with the Financial Industry Regulatory Authority to conduct securities business. This registration means he has met FINRA's qualification requirements and is subject to ongoing regulatory oversight, compliance examinations, and continuing education standards. A FINRA-registered representative can execute trades, manage investment accounts, and provide securities-related advice within the scope of their firm's business model. The CRD number (5885041) serves as his unique identifier in FINRA's regulatory system and can be verified through FINRA's BrokerCheck database.