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James Charles Polucha is a financial advisor professional located in Gambrills, MD. They specialize in financial advisory. With over 25 years of experience, they bring deep expertise to every client.
James Charles Polucha - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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James Charles Polucha operates as a financial advisor in Gambrills, Maryland, under LPL Financial LLC. With 25 years in the financial services industry, he brings extensive experience to client relationships. His FINRA CRD registration indicates his standing within the regulatory framework that governs investment professionals and brokers across the United States.
A FINRA CRD (Central Registration Depository) registration means this financial advisor is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities brokers and dealers. This registration requirement ensures that advisors meet baseline education and ethical standards set by federal securities regulators. FINRA oversight includes background checks, ongoing compliance monitoring, and adherence to conduct rules designed to protect investors. The registration is maintained through continuing education and regulatory compliance.