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James Clark is a financial advisor professional located in Gambrills, MD. They specialize in financial advisory.
James Clark - J.P. Morgan Securities Llc holds an active professional license (FINRA CRD) for your protection.
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James Clark is a financial advisor based in Gambrills, Maryland, operating through J.P. Morgan Securities LLC. He holds a FINRA CRD license (number 8067027), which registers him with the Financial Industry Regulatory Authority. As a financial advisor, Clark works within the securities and investment advisory space, subject to FINRA oversight and regulatory requirements that govern the conduct of investment professionals.
James Clark's FINRA CRD license means he is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and dealers in the United States. This registration indicates he is authorized to conduct securities business and is subject to FINRA's rules, compliance standards, and disciplinary oversight. The CRD (Central Registration Depository) number serves as his official identifier in the securities industry and allows regulators and the public to verify his licensing status and disciplinary history.