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Paul R Windham is a financial advisor professional located in Gardendale, AL. They specialize in financial advisory. With over 15 years of experience, they bring deep expertise to every client.
Paul R Windham - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Paul R Windham operates Cetera Wealth Services, LLC in Gardendale, Alabama, offering financial advisory services. With 15 years in the financial services industry, Windham holds a FINRA CRD registration, which regulates investment advisors and brokers operating in the United States. The firm serves clients seeking guidance on wealth management and financial planning decisions. Windham's background reflects sustained experience in the financial advisory sector.
A FINRA CRD (Central Registration Depository) registration indicates that Paul R Windham is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and investment advisors in the United States. This registration means Windham has met specific regulatory requirements and is subject to FINRA oversight and compliance standards. Clients working with a FINRA-registered advisor can expect adherence to industry rules governing conduct, disclosure, and customer protection. The registration provides a baseline of regulatory accountability in financial advisory relationships.