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Douglas Ratcliffe Duke is a financial advisor professional located in Gautier, MS. They specialize in financial advisory. With over 21 years of experience, they bring deep expertise to every client.
Douglas Ratcliffe Duke - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Douglas Ratcliffe Duke operates Cetera Wealth Services, LLC in Gautier, Mississippi. As a financial advisor with 21 years in the industry, Duke brings two decades of experience to client relationships. The business is registered with FINRA under CRD number 4440100, which establishes the advisor's standing within the regulatory framework that oversees securities professionals. This tenure reflects substantial time working with clients on financial planning and investment matters.
A FINRA CRD registration indicates that Douglas Ratcliffe Duke is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and investment advisors in the United States. This registration means the advisor has met specific regulatory requirements and is subject to FINRA oversight, compliance rules, and continuing education standards. The CRD (Central Registration Depository) number serves as the official identifier for tracking the advisor's registration status and disciplinary history, providing transparency about their standing in the financial services industry.