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Timothy John Smith is a financial advisor professional located in Georgetown, CT. They specialize in financial advisory. With over 37 years of experience, they bring deep expertise to every client.
Timothy John Smith - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Timothy John Smith operates Cetera Wealth Services, LLC, a financial advisory firm based in Georgetown, Connecticut. With 37 years of experience in the financial services industry, Smith brings substantial market knowledge to client relationships. The firm is registered with FINRA (Financial Industry Regulatory Authority) under CRD license number 1903205, which tracks the firm's regulatory standing and compliance history. Smith's extensive tenure reflects deep familiarity with investment strategies, portfolio management, and financial planning across market cycles.
Timothy John Smith holds a FINRA CRD registration, which means the firm and its representatives are registered with the Financial Industry Regulatory Authority—the self-regulatory organization that oversees broker-dealers and investment advisors in the United States. This registration requires compliance with FINRA rules, regular audits, and adherence to standards designed to protect investors. The CRD number (1903205) is a public identifier that allows clients to verify the firm's regulatory status and review any disciplinary history through FINRA's BrokerCheck system. This oversight structure provides a formal framework for client protections and accountability.