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James Michael Mccabe is a financial advisor professional located in Glastonbury, CT. They specialize in financial advisory. With over 4 years of experience, they bring deep expertise to every client.
James Michael Mccabe - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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James Michael Mccabe operates as a financial advisor in Glastonbury, Connecticut, through LPL Financial LLC. With 4 years in business, he works within the financial advisory vertical. His registration with FINRA (Financial Industry Regulatory Authority) via CRD number 6519735 establishes his standing in the industry. LPL Financial LLC is a major broker-dealer platform that supports independent advisors in delivering investment and financial planning services to clients.
James Michael Mccabe holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority—the self-regulatory organization that oversees broker-dealers and financial professionals in the securities industry. This registration indicates he meets FINRA's qualification standards and is subject to ongoing compliance and regulatory oversight. FINRA registration allows advisors to conduct securities transactions and provide investment advice to clients, with their activities monitored to protect investor interests and maintain market integrity.