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Nicholas Paul Spiratos is a financial advisor professional located in Glenview, IL. They specialize in financial advisory. With over 22 years of experience, they bring deep expertise to every client.
Nicholas Paul Spiratos - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Nicholas Paul Spiratos operates as a financial advisor through LPL Financial LLC in Glenview, Illinois. With 22 years in the financial services industry, he brings substantial experience to client relationships. His business is registered under FINRA CRD license number 4565732, which governs his securities activities and regulatory compliance in the financial advisory space.
Nicholas Paul Spiratos holds a FINRA CRD (Central Registration Depository) license, which is the regulatory identifier for financial professionals in the securities industry. This license number indicates he is registered with FINRA (Financial Industry Regulatory Authority) and operates under their oversight. The CRD tracks his qualifications, employment history, and regulatory standing, ensuring compliance with federal securities laws and industry standards. This registration is essential for anyone offering investment advice or managing client securities accounts.