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James Clinton Whalen is a financial advisor professional located in Grand Rapids, MI. They specialize in financial advisory. With over 13 years of experience, they bring deep expertise to every client.
James Clinton Whalen - Nylife Securities Llc holds an active professional license (FINRA CRD) for your protection.
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James Clinton Whalen operates as a financial advisor through Nylife Securities LLC in Grand Rapids, Michigan. With 13 years in the financial services industry, he brings substantial experience to client relationships. His business is registered with FINRA under CRD number 3209323, which establishes his professional standing within the regulatory framework that governs securities and investment professionals across the United States.
A FINRA CRD registration indicates that James Clinton Whalen is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and investment professionals. This registration means his background, qualifications, and disciplinary history are tracked in a centralized database accessible to the public. FINRA registration is required for professionals who sell securities or provide investment advice, and it signals that he operates under federal oversight and must comply with specific conduct and disclosure standards.