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Mark Anthony Rocca is a financial advisor professional located in Grand Rapids, MI. They specialize in financial advisory. With over 32 years of experience, they bring deep expertise to every client.
Mark Anthony Rocca - Morgan Stanley holds an active professional license (FINRA CRD) for your protection.
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Mark Anthony Rocca is a financial advisor based in Grand Rapids, Michigan, with 32 years of experience in the financial services industry. He is affiliated with Morgan Stanley, one of the largest investment banking and financial services firms. Rocca holds a FINRA CRD license, which is required for professionals offering investment advice and securities services. His extensive background reflects decades of work in financial planning and investment management.
Mark Anthony Rocca's FINRA CRD (Central Registration Depository) license indicates he is registered with the Financial Industry Regulatory Authority and is qualified to offer investment advisory services and securities products. This registration requires compliance with FINRA rules and ongoing regulatory oversight. The CRD designation signals that Rocca meets industry standards for operating in financial services and is subject to periodic audits and continuing education requirements. Customers can verify his registration status and disciplinary history through FINRA's public database.