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D Mark Smith is a financial advisor professional located in Greenwood, IN. They specialize in financial advisory. With over 42 years of experience, they bring deep expertise to every client.
D Mark Smith - Cfd Investments, Inc. holds an active professional license (FINRA CRD) for your protection.
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D Mark Smith operates CFD Investments, Inc. in Greenwood, Indiana, bringing 42 years of experience in financial advisory services. The firm is registered with FINRA under CRD license number 1063531, ensuring compliance with federal securities regulations and industry standards.
A FINRA CRD registration indicates the advisor is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities brokers and dealers. This registration requires ongoing compliance with federal securities laws, customer protection rules, and continuing education standards. Clients working with a FINRA-registered advisor have access to FINRA's dispute resolution processes and regulatory oversight mechanisms designed to protect investors.