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Hal Horace Smith is a financial advisor professional located in Grosse Pointe Farms, MI. They specialize in financial advisory. With over 42 years of experience, they bring deep expertise to every client.
Hal Horace Smith - Oppenheimer & Co. Inc. holds an active professional license (FINRA CRD) for your protection.
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Hal Horace Smith is a financial advisor based in Grosse Pointe Farms, Michigan, with 42 years of experience in the field. Operating through Oppenheimer & Co. Inc., Smith brings four decades of industry experience to client relationships. His registration with FINRA (Financial Industry Regulatory Authority) through CRD number 1171758 indicates his professional standing within the financial services industry. Smith's lengthy tenure demonstrates sustained commitment to financial advisory practice.
Hal Horace Smith holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority's Central Registration Depository. This registration is required for professionals who offer investment advice or securities services. FINRA oversight ensures that registered advisors comply with industry regulations, ethical standards, and continuing education requirements. The CRD system maintains a public record of disciplinary history and qualifications, allowing clients to verify an advisor's regulatory standing and background.