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Dayana Cafa is a financial advisor professional located in Hackettstown, NJ. They specialize in financial advisory.
Dayana Cafa - Wells Fargo Clearing Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Dayana Cafa operates as a financial advisor through Wells Fargo Clearing Services, LLC, based in Hackettstown, New Jersey. She holds a FINRA CRD license number 8206278, which registers her with the Financial Industry Regulatory Authority. This credential indicates her registration within the securities industry regulatory framework, allowing her to provide financial advisory services under FINRA oversight and compliance requirements.
A FINRA CRD (Central Registration Depository) license number signals that Dayana Cafa is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and financial advisors in the United States. This registration means she operates under FINRA's rules and supervision, which govern ethical conduct, client protection, and compliance with securities laws. FINRA registration requires background checks and ongoing compliance monitoring, ensuring advisors meet industry standards for client interactions and financial transactions.