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Kenneth Ray Smith is a financial advisor professional located in Hagerstown, MD. They specialize in financial advisory. With over 33 years of experience, they bring deep expertise to every client.
Kenneth Ray Smith - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Kenneth Ray Smith operates as a financial advisor through LPL Financial LLC in Hagerstown, Maryland. With 33 years in the financial services industry, Smith brings substantial experience to client relationships. His practice is registered under FINRA CRD license number 2140702, which establishes his regulatory standing within the securities industry. LPL Financial LLC is a major independent broker-dealer and registered investment advisor, providing the infrastructure for advisory services.
Kenneth Ray Smith holds a FINRA CRD registration, which indicates he is registered with the Financial Industry Regulatory Authority and operates under FINRA oversight. This designation means Smith is authorized to conduct securities-related business and is subject to FINRA's regulatory requirements, continuing education standards, and compliance monitoring. The CRD system tracks his disciplinary history and professional qualifications, providing a public record of his registration status and any enforcement actions. This registration is essential for anyone providing investment advice or securities services.