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James Dean Engel is a financial advisor professional located in Hastings, NE. They specialize in financial advisory. With over 39 years of experience, they bring deep expertise to every client.
James Dean Engel - Osaic Wealth, Inc. holds an active professional license (FINRA CRD) for your protection.
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James Dean Engel operates as a financial advisor with Osaic Wealth, Inc., based in Hastings, Nebraska. With 39 years in the financial services industry, he brings substantial experience to client relationships. His professional registration is tracked under FINRA CRD license number 1563223, which governs his advisory activities and compliance obligations.
James Dean Engel holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority. This registration indicates he operates under FINRA's regulatory oversight and must comply with strict standards for conduct, disclosure, and client protection. The CRD (Central Registration Depository) system tracks his licensing status, disciplinary history, and qualifications. This registration is essential for anyone providing investment advice or managing client assets in the financial services industry.