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David Andrew Sutton is a financial advisor professional located in Henderson, KY. They specialize in financial advisory. With over 14 years of experience, they bring deep expertise to every client.
David Andrew Sutton - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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David Andrew Sutton is a financial advisor based in Henderson, Kentucky, operating through Ameriprise Financial Services, LLC. With 14 years in the financial services industry, Sutton brings substantial experience to client relationships. His business is registered with FINRA under CRD number 6010526, ensuring regulatory oversight of his advisory activities. Clients working with Sutton can expect guidance grounded in established industry standards and compliance requirements.
A FINRA CRD registration means this advisor is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and dealers in the United States. This registration requires background checks, examinations, and ongoing compliance monitoring. It signals that the advisor operates under federal oversight and must adhere to standards governing investment advice, disclosures, and conduct. Clients can verify the advisor's registration status and disciplinary history through FINRA's BrokerCheck system using the CRD number.