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Matthew Jack Giles is a financial advisor professional located in Henderson, KY. They specialize in financial advisory. With over 23 years of experience, they bring deep expertise to every client.
Matthew Jack Giles - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Matthew Jack Giles operates as a financial advisor in Henderson, Kentucky, bringing 23 years of industry experience. He is registered with FINRA (Financial Industry Regulatory Authority) under CRD #4579550, which establishes his standing within the regulatory framework governing investment professionals. His tenure in the financial services sector reflects sustained practice in client advisory work. Prospective clients should verify current registration status and scope of services directly with his office.
Matthew Jack Giles holds FINRA CRD registration, which indicates he is registered with the Financial Industry Regulatory Authority—the self-regulatory organization overseeing investment professionals and brokers in the United States. This registration means he operates under FINRA's compliance rules and is subject to regulatory oversight regarding securities transactions and client interactions. The CRD number serves as his unique identifier within FINRA's Central Registration Depository, allowing clients and regulators to access his registration history and any disciplinary records. This registration is essential for anyone providing investment advice or executing securities transactions.