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Nicholas Spencer Garofalo is a financial advisor professional located in Holly Springs, GA. They specialize in financial advisory.
Nicholas Spencer Garofalo - Openhanded Wealth Llc holds an active professional license (FINRA CRD) for your protection.
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Nicholas Spencer Garofalo operates Openhanded Wealth LLC, a financial advisory practice based in Holly Springs, Georgia. The firm is registered with FINRA under CRD #7884666, indicating registration with the Financial Industry Regulatory Authority. Clients working with Garofalo can expect guidance on financial planning and wealth management matters. The practice maintains active regulatory standing through FINRA oversight.
A FINRA CRD registration means Nicholas Spencer Garofalo is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and financial advisors in the United States. This registration indicates the advisor has met baseline qualifications and is subject to ongoing compliance, examination, and disciplinary oversight by FINRA. Clients can verify registration details and disciplinary history through FINRA's BrokerCheck system. This credential signals adherence to industry standards and regulatory requirements for financial advisory work.