Loading listings...
Loading listings...
Is this your business?
Claim your free profile to update your info, respond to reviews, and start getting leads from clients searching for financial advisor professionals in Hopkinton.
We verify your phone before sharing it — no spam.
James Allen Valis is a financial advisor professional located in Hopkinton, MA. They specialize in financial advisory. With over 23 years of experience, they bring deep expertise to every client.
James Allen Valis - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
Looking for a financial advisor professional in Hopkinton, MA? Contact James Allen Valis to discuss your needs and schedule a consultation. Compare ratings and reviews to find the right professional for you.
Ready to get started?
Compare professionals in your area to find the best fit.
Get a free, no-obligation quote. It takes less than a minute and James Allen Valis - Lpl Financial Llc will respond directly.
James Allen Valis operates as a financial advisor through LPL Financial LLC in Hopkinton, Massachusetts. With 23 years in the financial services industry, he brings substantial experience to client relationships. His practice is registered with FINRA, the Financial Industry Regulatory Authority, which oversees broker-dealers and their representatives. This registration allows him to offer securities-related advisory services within a regulated framework designed to protect investors.
James Allen Valis holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority. This registration indicates he meets FINRA's requirements to conduct securities business and is subject to ongoing regulatory oversight, compliance examinations, and continuing education standards. A FINRA-registered representative operates under specific rules governing conduct, disclosures, and suitability of recommendations. This framework is designed to establish accountability and maintain industry standards for investor protection.