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Brett Matthew Hains is a financial advisor professional located in Houma, LA. They specialize in financial advisory. With over 19 years of experience, they bring deep expertise to every client.
Brett Matthew Hains - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Brett Matthew Hains operates as a financial advisor in Houma, Louisiana, through LPL Financial LLC. With 19 years in the financial services industry, he brings substantial experience to client relationships. His professional registration is tracked under FINRA CRD #5236154, which maintains records of his qualifications and regulatory history in the securities industry. Clients working with him access the resources and compliance framework of LPL Financial, one of the largest independent broker-dealer networks in the United States.
Brett Matthew Hains holds a FINRA CRD registration, which indicates he is registered with the Financial Industry Regulatory Authority. This registration means he has met baseline qualification requirements to offer securities and investment advice to clients. FINRA CRD registration requires passing examinations and ongoing compliance with industry rules and ethical standards. His record is publicly searchable through FINRA's BrokerCheck system, allowing clients to verify his registration status, employment history, and any disciplinary actions. This oversight structure is designed to protect investors and ensure advisors operate within regulatory guidelines.