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Steven E Cox is a financial advisor professional located in Ithaca, NY. They specialize in financial advisory. With over 1 years of experience, they bring deep expertise to every client.
Steven E Cox - Morgan Stanley holds an active professional license (FINRA CRD) for your protection.
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Steven E Cox is a financial advisor based in Ithaca, NY, affiliated with Morgan Stanley. With one year in business, Cox provides financial advisory services to clients in the region. He holds a FINRA CRD license (Number 7620589), which allows him to operate in the securities and investment advisory space under regulatory oversight.
Cox's FINRA CRD (Central Registration Depository) license indicates he is registered with the Financial Industry Regulatory Authority and authorized to conduct securities business. This registration means he operates under FINRA's regulatory framework and compliance standards, which govern investment advisors and brokers. The license signals that his qualifications and background have been vetted through FINRA's registration process, subject to ongoing regulatory requirements and oversight.