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Aaron J. Simms is a financial advisor professional located in Jacksonville, FL. They specialize in financial advisory. With over 4 years of experience, they bring deep expertise to every client.
Aaron J. Simms - Fidelity Brokerage Services Llc holds an active professional license (FINRA CRD) for your protection.
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Aaron J. Simms operates as a financial advisor in Jacksonville, Florida, with four years in the financial services industry. He is associated with Fidelity Brokerage Services LLC and holds a FINRA CRD license number 7441706. Simms works within the regulatory framework of the Financial Industry Regulatory Authority, which oversees brokerage and investment advisory practices. His registration with FINRA indicates his participation in the securities industry under established compliance and conduct standards.
Aaron J. Simms holds a FINRA CRD (Central Registration Depository) license, which is the primary registration system for securities industry professionals. This license indicates that he has met FINRA's qualification requirements and is subject to ongoing regulatory oversight and continuing education obligations. The CRD registration tracks his compliance history and disciplinary records, ensuring accountability to industry standards. As a registered representative or advisor, he operates under FINRA's rules governing fair dealing, suitability of recommendations, and customer protection measures in securities transactions and investment advisory services.