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Frederick Gene Mattingly is a financial advisor professional located in Jasper, IN. They specialize in financial advisory. With over 25 years of experience, they bring deep expertise to every client.
Frederick Gene Mattingly - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Frederick Gene Mattingly operates as a financial advisor in Jasper, Indiana, through LPL Financial LLC. With 25 years in the financial services industry, he brings substantial experience to client relationships. His practice is registered with FINRA, the Financial Industry Regulatory Authority, which oversees broker-dealers and investment professionals. This registration subjects his business practices to regulatory compliance and ongoing oversight standards within the securities industry.
Frederick Gene Mattingly holds a FINRA CRD registration, which identifies him as a financial professional whose activities are tracked and regulated by the Financial Industry Regulatory Authority. FINRA CRD (Central Registration Depository) registration means he operates under federal securities regulations and is subject to compliance examinations, customer protection rules, and ethical standards. This designation signals that his business practices are subject to industry oversight and that customer complaints and disciplinary actions are documented in a public database.