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Tammi Adele Dauby is a financial advisor professional located in Jeffersonville, IN. They specialize in financial advisory. With over 17 years of experience, they bring deep expertise to every client.
Tammi Adele Dauby - Brookstone Financial holds an active professional license (FINRA CRD) for your protection.
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Tammi Adele Dauby operates Brookstone Financial in Jeffersonville, Indiana, offering financial advisory services. With 17 years in the financial services industry, she brings substantial experience to client relationships. Her FINRA CRD registration indicates she operates within the regulatory framework overseen by the Financial Industry Regulatory Authority, the self-regulatory organization that governs broker-dealers and their representatives across the United States.
Tammi Adele Dauby's FINRA CRD (Central Registration Depository) registration means she is registered with the Financial Industry Regulatory Authority, the primary regulator of broker-dealers and investment professionals in the United States. This registration allows her to conduct securities business and signifies she has met baseline qualification requirements and undergoes ongoing regulatory oversight. FINRA membership ensures compliance with industry rules designed to protect investors and maintain market integrity. Her registration history is publicly accessible through FINRA's BrokerCheck system.