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Austin Dass is a financial advisor professional located in Kansas City, MO. They specialize in financial advisory. With over 4 years of experience, they bring deep expertise to every client.
Austin Dass - American Century Investment Services Inc. holds an active professional license (FINRA CRD) for your protection.
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Austin Dass operates American Century Investment Services Inc. in Kansas City, Missouri. With four years in the financial advisory field, Dass holds a FINRA CRD license (number 7432097), which governs securities and investment advice in the United States. This license indicates registration with the Financial Industry Regulatory Authority and demonstrates compliance with federal securities regulations. Clients working with Dass can expect guidance structured around FINRA's regulatory framework and oversight standards.
A FINRA CRD (Central Registration Depository) license means Austin Dass is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities brokers and advisors in the United States. This license type signals that Dass has met background, testing, and compliance requirements to offer investment and securities advice. FINRA maintains ongoing oversight of licensees and enforces conduct and ethical standards. Clients working with a FINRA-licensed advisor have access to FINRA's dispute resolution processes and can verify the advisor's registration and disciplinary history through public databases.