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Tracy Lee St. John is a financial advisor professional located in Kansas City, MO. They specialize in financial advisory.
Tracy Lee St. John - Financial Avenues holds an active professional license (FINRA CRD) for your protection.
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Tracy Lee St. John operates Financial Avenues in Kansas City, Missouri, offering financial advisory services. The business holds FINRA CRD registration, indicating participation in the Financial Industry Regulatory Authority's Central Registration Depository system. This registration tracks financial professionals and their regulatory history. Financial Avenues serves clients seeking guidance on investment and financial planning matters in the Kansas City area.
FINRA CRD registration means Tracy Lee St. John is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing brokers and investment professionals. This registration requires background checks, compliance training, and ongoing adherence to FINRA rules governing conduct and client interactions. The CRD system maintains a public record of the registrant's employment history, disciplinary actions, and regulatory standing. Clients can verify this registration through FINRA's BrokerCheck tool to confirm current status and any regulatory history.