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Alicia Marie Thomas is a financial advisor professional located in Keene, NH. They specialize in financial advisory.
Alicia Marie Thomas - Td Private Client Wealth Llc holds an active professional license (FINRA CRD) for your protection.
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Alicia Marie Thomas operates TD Private Client Wealth LLC in Keene, New Hampshire, offering financial advisory services. She holds a FINRA CRD license (number 6877308), which registers her with the Financial Industry Regulatory Authority. This registration enables her to provide investment and wealth management guidance to clients. Her practice focuses on private client wealth services in the local Keene area.
Alicia Marie Thomas holds a FINRA CRD (Central Registration Depository) license, which means she is registered with the Financial Industry Regulatory Authority—the self-regulatory organization overseeing the securities industry. This registration indicates she meets federal and industry standards to advise clients on investments and financial matters. FINRA-registered advisors operate under specific rules governing conduct, disclosures, and client interactions, providing a layer of regulatory oversight for consumer protection in wealth management and investment services.