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Thomas William Headlee is a financial advisor professional located in Kennesaw, GA. They specialize in financial advisory. With over 41 years of experience, they bring deep expertise to every client.
Thomas William Headlee - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Thomas William Headlee operates as a financial advisor in Kennesaw, Georgia, through LPL Financial LLC. With 41 years in the financial services industry, Headlee brings substantial experience to client relationships. His practice is registered with FINRA under CRD number 1330848, which establishes his professional standing within the regulatory framework that oversees broker-dealers and investment advisors. Clients seeking financial guidance in the Kennesaw area can review his background and credentials through FINRA's public disclosure system.
Thomas William Headlee's FINRA CRD registration indicates he operates under FINRA's regulatory oversight as a financial professional. FINRA (Financial Industry Regulatory Authority) is the self-regulatory organization that supervises broker-dealers and their representatives. The CRD number serves as his unique identifier within FINRA's Central Registration Depository, where his employment history, qualifications, and any disciplinary actions are documented and publicly accessible. This registration requirement reflects his role in securities and investment-related services, subject to FINRA's rules and ongoing compliance obligations.