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Dorothy Regina Parks is a financial advisor professional located in Kosciusko, MS. They specialize in financial advisory. With over 11 years of experience, they bring deep expertise to every client.
Dorothy Regina Parks - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Dorothy Regina Parks operates Ameriprise Financial Services, LLC in Kosciusko, Mississippi. With 11 years in the financial advisory field, Parks holds a FINRA CRD license (number 6211630), which governs her practice in securities and investment advice. She works within the regulatory framework established by the Financial Industry Regulatory Authority, ensuring compliance with federal securities standards. Clients in the Kosciusko area can connect with Parks for financial advisory services.
A FINRA CRD license indicates that Dorothy Regina Parks is registered with the Financial Industry Regulatory Authority and has passed the necessary examinations to offer securities and investment advice. This registration means she operates under FINRA's regulatory oversight, which sets standards for conduct, disclosure, and client protection. The CRD number is a unique identifier in FINRA's Central Registration Depository, allowing clients to verify her registration status and disciplinary history. This license is fundamental for anyone providing investment advisory services in the United States.