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Karey Anne Casto is a financial advisor professional located in Lawrence, KS. They specialize in financial advisory. With over 22 years of experience, they bring deep expertise to every client.
Karey Anne Casto - Aw Securities holds an active professional license (FINRA CRD) for your protection.
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Karey Anne Casto operates Aw Securities in Lawrence, Kansas, bringing 22 years of experience in financial advisory services. The firm holds a FINRA CRD registration (License #3113952), which governs securities-related activities and compliance with federal regulations. Casto's extended tenure in the industry reflects substantial experience navigating financial markets and client relationships across economic cycles.
A FINRA CRD registration means the firm and its principals are registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization overseeing securities brokers and dealers. This registration requires compliance with strict rules governing client interactions, disclosure practices, and financial conduct. It signals that Casto's business operates under federal oversight and must adhere to FINRA's standards for fair dealing and suitability in recommending securities or investment strategies to clients.