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Alexis Colby Aubuchon is a financial advisor professional located in Leominster, MA. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Alexis Colby Aubuchon - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Alexis Colby Aubuchon operates as a financial advisor through LPL Financial LLC in Leominster, Massachusetts. With two years in business, Aubuchon holds a FINRA CRD license, which allows her to provide investment and financial advisory services to clients. LPL Financial is one of the largest independent broker-dealers in the United States, providing support and resources to financial professionals. Clients working with Aubuchon can expect guidance on investment strategies and financial planning within the regulatory framework established by FINRA oversight.
A FINRA CRD license indicates that Alexis Colby Aubuchon is registered with the Financial Industry Regulatory Authority, the primary regulator of broker-dealers and financial advisors in the United States. This license type means she has met educational requirements, passed qualifying exams, and is subject to ongoing compliance and regulatory oversight by FINRA. The CRD (Central Registration Depository) number serves as her official identifier within the regulatory system. Clients can verify her license status and disciplinary history through FINRA's BrokerCheck tool, ensuring transparency and accountability in her practice.