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Alexander Kyle Richmond is a financial advisor professional located in Little Rock, AR. They specialize in financial advisory. With over 3 years of experience, they bring deep expertise to every client.
Alexander Kyle Richmond - Sowell Management holds an active professional license (FINRA CRD) for your protection.
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Alexander Kyle Richmond operates Sowell Management in Little Rock, Arkansas, offering financial advisory services. With 3 years in business, Richmond holds a FINRA CRD license number 7368709. This registration reflects participation in the Financial Industry Regulatory Authority framework, which oversees broker-dealers and investment professionals in the securities market. Clients working with Richmond can expect guidance grounded in regulatory compliance and industry standards.
Alexander Kyle Richmond's FINRA CRD (Central Registration Depository) license indicates registration as a financial professional under the Financial Industry Regulatory Authority. FINRA CRD registration means the advisor is subject to regulatory oversight, continuing education requirements, and compliance standards set by FINRA and the Securities and Exchange Commission. This licensing structure applies to professionals offering securities advice, investment guidance, and related financial services. The registration number on file allows clients to verify the advisor's standing and disciplinary history through FINRA's public database.