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Bernard Richards is a financial advisor professional located in Lutherville, MD. They specialize in financial advisory. With over 20 years of experience, they bring deep expertise to every client.
Bernard Richards - Wells Fargo Clearing Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Bernard Richards operates Wells Fargo Clearing Services, LLC, a financial advisory firm based in Lutherville, Maryland. With 20 years of experience in the financial services industry, Richards brings established expertise to client relationships. The firm holds a FINRA CRD license number 4855878, which governs securities and investment advisory activities. This licensing indicates the business operates under Financial Industry Regulatory Authority oversight and compliance standards.
A FINRA CRD (Central Registration Depository) license means Bernard Richards and Wells Fargo Clearing Services are registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and dealers in the United States. This license type signals that the firm and its representatives have met background, testing, and continuing education requirements to conduct securities transactions and provide investment advice. FINRA CRD registration subjects the firm to regulatory oversight, compliance audits, and customer protection rules. It indicates the business operates within a defined legal framework governing how investment advice and securities services are delivered.