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Ellen Marie Pierce is a financial advisor professional located in Lutherville, MD. They specialize in financial advisory. With over 30 years of experience, they bring deep expertise to every client.
Ellen Marie Pierce - Harbor Investment Advisory, Llc holds an active professional license (FINRA CRD) for your protection.
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Ellen Marie Pierce leads Harbor Investment Advisory, LLC, a financial advisory firm based in Lutherville, Maryland. With 30 years in the financial services industry, Pierce brings extensive experience to client portfolios and investment strategy. The firm holds a FINRA CRD license (registration number 2695327), which governs securities-related advisory activities. Harbor Investment Advisory serves clients seeking professional guidance on investment decisions and financial planning matters.
Ellen Marie Pierce's firm operates under a FINRA CRD license, which means it is registered with the Financial Industry Regulatory Authority and subject to federal securities regulations. This registration requires compliance with strict standards governing investment advice, client communications, and record-keeping. A FINRA CRD-licensed advisor is held to fiduciary or suitability standards depending on the engagement structure, and the license allows the firm to manage client assets and provide securities-related recommendations. Clients can verify the firm's registration status and disciplinary history through FINRA's public database.