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Richard A Dennie is a financial advisor professional located in Mandeville, LA. They specialize in financial advisory. With over 24 years of experience, they bring deep expertise to every client.
Richard A Dennie - Nylife Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Richard A Dennie operates Nylife Securities LLC, a financial advisory firm based in Mandeville, Louisiana. With 24 years of experience in the financial services industry, Dennie brings substantial market knowledge to client relationships. The firm is registered with FINRA under CRD number 4473287, ensuring compliance with securities regulations and industry standards. Nylife Securities LLC serves clients seeking financial guidance and investment solutions tailored to their needs.
Richard A Dennie holds a FINRA CRD registration, which indicates he is subject to oversight by the Financial Industry Regulatory Authority. This registration means Dennie has met specific regulatory requirements to operate in securities and financial advisory services. FINRA CRD registration requires ongoing compliance with industry rules, continuing education, and background checks. Clients working with a FINRA-registered advisor gain the protection of regulatory oversight and access to complaint resolution mechanisms through FINRA's dispute resolution process.