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Eric M. Kieffer is a financial advisor professional located in Mashpee, MA. They specialize in financial advisory.
Eric M. Kieffer - Fidelity Brokerage Services Llc holds an active professional license (FINRA CRD) for your protection.
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Eric M. Kieffer operates as a financial advisor through Fidelity Brokerage Services LLC in Mashpee, Massachusetts. He holds a FINRA CRD registration, which enables him to provide brokerage and investment advisory services. His registration number is 8105701. Kieffer works within the regulatory framework established by the Financial Industry Regulatory Authority, which oversees broker-dealers and investment professionals in the United States.
Eric M. Kieffer's FINRA CRD registration (number 8105701) indicates he is registered with the Financial Industry Regulatory Authority as a brokerage professional. This registration means he operates under FINRA's regulatory oversight and compliance requirements, which govern the conduct of securities professionals. A FINRA-registered individual is authorized to handle customer accounts and execute investment transactions within the scope of their registration. This oversight provides a layer of industry accountability and establishes clear rules about how he must conduct business and handle client funds.