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Alexander James Schwarz is a financial advisor professional located in Melbourne, FL. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Alexander James Schwarz - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Alexander James Schwarz operates Cetera Wealth Services, LLC in Melbourne, Florida. He holds a FINRA CRD registration (License #7745668), which indicates involvement in securities and investment advisory work. With two years in business, he works within the financial advisory vertical. His registration with FINRA provides oversight by a regulatory body that monitors broker-dealers and investment professionals.
Alexander James Schwarz's FINRA CRD registration indicates he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and investment professionals. This registration means he operates under FINRA's rules and compliance requirements, which govern how he conducts securities transactions and provides investment advice. FINRA maintains records of his registration status and disciplinary history, offering clients a layer of regulatory oversight and accountability in financial matters.