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Thomas Alan Kayes is a financial advisor professional located in Merrillville, IN. They specialize in financial advisory. With over 44 years of experience, they bring deep expertise to every client.
Thomas Alan Kayes - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Thomas Alan Kayes operates Cetera Wealth Services, LLC in Merrillville, Indiana, offering financial advisory services. With 44 years in the financial services industry, Kayes brings extensive experience to client relationships. The firm is registered with FINRA under CRD #1011195, which provides oversight of securities-related activities and broker-dealer operations. Clients working with Kayes can expect the perspective of a seasoned professional with decades of market experience and regulatory accountability through FINRA's compliance framework.
Thomas Alan Kayes holds a FINRA CRD registration, which means he is registered as a representative with the Financial Industry Regulatory Authority. This registration indicates that Kayes operates under FINRA's regulatory oversight and has met baseline requirements for securities industry participation. FINRA CRD registration signals that the advisor is subject to compliance examinations, continuing education requirements, and disciplinary procedures designed to protect investors. This regulatory status provides a layer of accountability and transparency for clients seeking financial advisory services.