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Arthur Thomas Roth is a financial advisor professional located in Merritt Island, FL. They specialize in financial advisory. With over 30 years of experience, they bring deep expertise to every client.
Arthur Thomas Roth - Berthel, Fisher & Company Financial Services, Inc. holds an active professional license (FINRA CRD) for your protection.
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Arthur Thomas Roth operates as a financial advisor in Merritt Island, Florida, with 30 years of experience in the industry. He is registered with Berthel, Fisher & Company Financial Services, Inc. and holds a FINRA CRD registration, which indicates his involvement in securities and investment advisory activities. His extensive tenure in financial services reflects deep familiarity with market dynamics and client portfolio management across multiple economic cycles.
Arthur Thomas Roth's FINRA CRD registration means he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and investment professionals. This registration indicates he is authorized to engage in securities sales and investment advisory services. FINRA CRD registration requires compliance with specific regulatory standards, continuing education requirements, and ethical guidelines. Clients working with a FINRA-registered advisor benefit from FINRA's oversight and dispute resolution processes, which provide an additional layer of consumer protection in securities and investment matters.