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Austin N. Judd is a financial advisor professional located in Mesa, AZ. They specialize in financial advisory. With over 5 years of experience, they bring deep expertise to every client.
Austin N. Judd - J.P. Morgan Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Austin N. Judd operates as a financial advisor with J.P. Morgan Securities LLC in Mesa, Arizona. With 5 years in the financial services industry, Judd works within the regulatory framework established by FINRA (Financial Industry Regulatory Authority). His registration with FINRA, identified by CRD number 7313511, indicates he operates under the oversight of one of the securities industry's primary self-regulatory organizations.
A FINRA CRD registration means Austin N. Judd is registered with the Financial Industry Regulatory Authority and maintains a Central Registration Depository file. This registration allows him to offer securities and investment services while operating under FINRA's regulatory supervision. FINRA oversight includes compliance requirements, continuing education standards, and conduct rules designed to protect investors. The CRD number serves as his unique identifier within the securities industry's regulatory database, enabling clients to verify his registration status and review his disciplinary history if any exists.